LD 509
pg. 77
Page 76 of 183 An Act To Adopt the Maine Uniform Securities Act Page 78 of 183
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LR 441
Item 1

 
amount of the securities covered by the registration statement
to which the person has indicated an intention to subscribe;
and a description of any material interest of the person in
any material transaction with the issuer or a significant
subsidiary effected within the previous 3 years or proposed to
be effected;

 
C.__With respect to persons covered by paragraph B, the
aggregate sum of the remuneration paid to those persons
during the previous 12 months and estimated to be paid
during the next 12 months, directly or indirectly, by the
issuer and all predecessors, parents, subsidiaries and
affiliates of the issuer;

 
D.__With respect to a person owning of record or owning
beneficially, if known, 10% or more of the outstanding
shares of any class of equity security of the issuer, the
information specified in paragraph B other than the person's
occupation;

 
E.__With respect to a promoter, if the issuer was organized
within the previous 3 years, the information or records
specified in paragraph B, any amount paid to the promoter
within that period or intended to be paid to the promoter
and the consideration for the payment;

 
F.__With respect to a person on whose behalf any part of the
offering is to be made in a nonissuer distribution, the
person's name and address; the amount of securities of the
issuer held by the person as of the date of the filing of
the registration statement; a description of any material
interest of the person in any material transaction with the
issuer or any significant subsidiary effected within the
previous 3 years or proposed to be effected; and a statement
of the reasons for making the offering;

 
G.__The capitalization and long-term debt, on both a current
and pro forma basis, of the issuer and any significant
subsidiary, including a description of each security
outstanding or being registered or otherwise offered, and a
statement of the amount and kind of consideration, whether
in the form of cash, physical assets, services, patents,
goodwill or anything else of value, for which the issuer or
any subsidiary has issued its securities within the previous
2 years or is obligated to issue its securities;

 
H.__The kind and amount of securities to be offered; the proposed
offering price or the method by which it is to be computed; any
variation at which a proportion of the offering is to be made to
a person or class of persons other


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