LD 1295
pg. 60
Page 59 of 67 An Act To Enact the Uniform Mediation Act Page 61 of 67
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LR 464
Item 1

 
However, in the more remote situation in which these
exceptions would not be applicable, and the mediator's
testimony is sought under a claim that the privilege has been
lost by virtue of the mediator's failure to disclose a
conflict of interest, the notice issue becomes more
problematic. It may be expected that the mediator would give
notice to the other mediation participants who may be affected
by such a request. It may also be expected under usual customs
and practices that the party seeking the privileged testimony
would move the matter before a court and provide notice to all
interested persons who would have the right to assert the
privilege. For a challenge to the mediation privilege, those
interested parties would be the mediator, parties, and
nonparty participants. In any event, mediation participants
are advised to consider including notice provisions in their
agreements to mediate that call for participants who receive
subpoenas for privileged testimony to provide notice to the
other participants of such a request.

 
As with the exceptions recognized under this Act, the Act
anticipates that the question of whether a privilege has been
lost would typically be decided by courts in an in camera
proceeding that would preserve the confidentiality of the
mediation communications that may be necessary to establish
the validity of the loss of privilege claim. The materiality
of the failure to disclose is not likely to be in issue in the
more common situations in which the mediator's testimony is
being sought in a case other than to establish the invalidity
of a mediated settlement agreement or professional misconduct
arising from the failure to disclose. However, in those rare
other situations in which the mediator's testimony is being
sought, the proponent of the evidence may also need to
establish the materiality of the failure to disclose.

 
4. Section 9(e). Individual acting as a judge.

 
This Section averts a legislative prohibition on certain
judicial actions, and defers to other more appropriate
regulation of the judiciary. It extends the principles
embodied in Section 3(b)(3), which places mediations conducted
by judges who might make a ruling on the case outside the
scope of the Act. The rationales described therein apply with
equal force in this context.

 
5. [Section 9(g). Mediator impartiality.]

 
This provision is a bracketed to signal that it is suggested
as a model provision and need not be part of a Uniform Act.
"Impartiality" has been equated with "evenhandedness" in the
Model Standards of Practice approved by the American Bar
Association, American Association of Arbitrators, and the
Society of Professionals in Dispute Resolution (now
Association for Conflict Resolution). The mediator's
employment situation may present difficult issues regarding
impartiality. A mediator who


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