LD 1295
pg. 5
Page 4 of 67 An Act To Enact the Uniform Mediation Act Page 6 of 67
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LR 464
Item 1

 
mediator's assurance of confidentiality in terms of mediator
disclosures outside the proceedings, as the mediator would be
liable for a breach of such an assurance. See, e.g., Cohen v.
Cowles Media Co, 501 U.S. 663 (1991) (First Amendment does not
bar recovery against a newspaper's breach of promise of
confidentiality); Horne v. Patton, 291 Ala. 701, 287 So.2d 824
(1973) (physician disclosure may be invasion of privacy, breach
of fiduciary duty, breach of contract). Also, the parties can
expect enforcement of their agreement to keep things
confidential through contract damages and sometimes specific
enforcement. The courts have also enforced court orders or rules
regarding nondisclosure through orders striking pleadings and
fining lawyers. See Section 8; see also Parazino v. Barnett Bank
of South Florida, 690 So.2d 725 (Fla. Dist. Ct. App. 1997);
Bernard v. Galen Group, Inc., 901 F. Supp. 778 (S.D.N.Y. 1995).
Promises, contracts, and court rules or orders are unavailing,
however, with respect to discovery, trial, and otherwise
compelled or subpoenaed evidence. Assurance with respect to this
aspect of confidentiality has rarely been accorded by common
law. Thus, the major contribution of the Act is to provide a
privilege in legal proceedings, where it would otherwise either
not be available or would not be available in a uniform way
across the States.

 
As with other privileges, the mediation privilege must have
limits, and nearly all existing state mediation statutes
provide them. Definitions and exceptions primarily are
necessary to give appropriate weight to other valid justice
system values, in addition to those already discussed in this
Section. They often apply to situations that arise only
rarely, but might produce grave injustice in that unusual case
if not excepted from the privilege.

 
In this regard, the Drafters recognize that the credibility
and integrity of the mediation process is almost always
dependent upon the neutrality and the impartiality of the
mediator. The provisions of this Act are not intended to
provide the parties with an unwarranted means to bring
mediators into the discovery or trial process to testify about
matters that occurred during a court ordered or agreed
mediation. There are of course exceptions and they are
specifically provided for in Section 5(a)(1), (express waiver
by the mediator) or pursuant to Section 6's narrow exceptions
such as 6(b)(1), (felony). Contrary use of the provisions of
this Act to involve mediators in the discovery or trial
process would have a destructive effect on the mediation
process and would not be in keeping with the intent and
purpose of the Act.

 
Finally, these exceptions need not significantly hamper
candor. Once the parties and mediators know the protections
and limits, they can adjust their conduct accordingly. For
example,


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