|
against such an expansion of this exception because such past | conduct can already be disclosed in other important ways. The | other parties can warn others, because parties are not | prohibited from disclosing by the Act. The Act permits the | mediator to disclose if required by law to disclose felonies or | if public policy requires. |
|
| It is important to emphasize that the Act's limited focus as | an evidentiary and discovery privilege, rather than a broader | rule of confidentiality means that this privilege provision | would not prevent a party from calling the police, or warning | someone in danger. |
|
| Finally, it should be noted that this exception is intended to | prevent the abuse of the privilege as a shield to evidence | that might be necessary to prosecute or defend a crime. The | Drafters recognize that it is possible that the exception | itself could be abused. Such unethical or bad faith conduct | would continue to be subject to traditional sanction | standards. |
|
| 6. Section 6(a)(5). Evidence of professional misconduct or | malpractice by the mediator. |
|
| The rationale behind the exception is that disclosures may be | necessary to promote accountability of mediators by allowing | for grievances to be brought against mediators, and as a | matter of fundamental fairness, to permit the mediator to | defend against such a claim. Moreover, permitting complaints | against the mediator furthers the central rationale that | States have used to reject the traditional basis of licensure | and credentialing for assuring quality in professional | practice: that private actions will serve an adequate | regulatory function and sift out incompetent or unethical | providers through liability and the rejection of service. See, | e.g., W. Lee Dobbins, The Debate Over Mediator Qualifications: | Can They Satisfy the Growing Need to Measure Competence | Without Barring Entry into the Market?, U. Fla. J. L. & Pub. | Pol'y 95, 96-98 (1995). |
|
| 7. Section 6(a)(6). Evidence of professional misconduct or | malpractice by a party or representative of a party. |
|
| Sometimes the issue arises whether anyone may provide evidence | of professional misconduct or malpractice occurring during the | mediation. See In re Waller, 573 A.2d 780 (D.C. App. 1990); | see generally Pamela Kentra, Hear No Evil, See No Evil, Speak | No Evil: The Intolerable Conflict for Attorney-Mediators | Between the Duty to Maintain Mediation Confidentiality and the | Duty to Report Fellow Attorney Misconduct, 1997 B.Y.U.L. Rev. | 715, 740-751. The failure to provide an exception for such | evidence would mean that lawyers and fiduciaries could act | unethically or in | violation of standards without concern that evidence of the | misconduct would later be admissible in a proceeding brought | for recourse. This |
|
|