LD 1295
pg. 31
Page 30 of 67 An Act To Enact the Uniform Mediation Act Page 32 of 67
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LR 464
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Hughes, A Closer Look: The Case for a Mediation Privilege Has
Not Been Made, 5 Disp. Resol. Mag. 14 (Winter 1998).

 
b. Communications to which the privilege attaches

 
The privilege applies to a broad array of "mediation
communications" including some communications that are not
made during the course of a formal mediation session, such as
those made for purposes of convening or continuing a
mediation. See Reporter's Notes to Section 2(2) for further
discussion.

 
c. Proceedings at which the privilege may be asserted.

 
The privilege under Section 4 applies in most legal
"proceedings" that occur during or after a mediation covered
by the Act. See Section 2(7). If the privilege is raised in a
criminal felony proceeding, it is subject to a specialized
treatment under Section 6(b)(1), and the Reporter's Notes to
that Section should be consulted for further clarification.

 
3. Section 4(a). Description of effect of privilege.

 
The words "is not subject to discovery or admissible in
evidence" in Section 4(a) make explicit that a court or other
tribunal must exclude privileged communications that are
protected under these sections, and may not compel discovery
of them. Because the privilege is unfamiliar to many using
mediation, this Section provides a description of the effect
of the privilege provided in Sections 4(b), 5, and 6. It does
not change the reach of the remainder of the Section.

 
4. Section 4(b). Operation of privilege.

 
As with other privileges, a mediation privilege operates to
allow a person to refuse to disclose and to prevent another
from disclosing particular communications. See generally
Strong, supra, at Section 72; Developments in the Law -
Privileged Communications, 98 Harv. L. Rev. 1450 (1985).

 
This blocking function is critical to the operation of the
privilege. As discussed in more detail below, parties have the
greatest blocking power and may block provision of testimony
about or other evidence of mediation communications made by
anyone in the mediation, including persons other than the
mediator and parties. The evidence may be blocked whether the
testimony is by another party, a mediator, or any other
participant. However, if all parties agree that a party should
testify about a party's mediation communications, no one else
may block them from doing so, including a mediator or nonparty
participant.

 
Mediators may block their own provision of evidence, including
their own testimony and evidence provided by anyone else of
the mediator's mediation communications, even if the parties
consent.


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