LD 509
pg. 86
Page 85 of 94 PUBLIC Law Chapter 65 Page 87 of 94
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LR 441
Item 1

 
A.__The plaintiff, which may be the administrator, promptly
sends notice of the service and a copy of the process, return
receipt requested, to the defendant or respondent at the
address set forth in the consent to service of process or, if
a consent to service of process has not been filed, at the
last known address or takes other reasonable steps to give
notice; and

 
B.__The plaintiff files an affidavit of compliance with this
subsection in the action or proceeding on or before the
return day of the process, if any, or within the time that
the court, or the administrator in a proceeding before the
administrator, allows.

 
4.__Service in administrative proceedings or civil actions by
administrator.__Service pursuant to subsection 3 may be used in a
proceeding before the administrator or by the administrator in a
civil action in which the administrator is the moving party.

 
5.__Opportunity to defend.__If process is served under
subsection 3, the court, or the administrator in a proceeding
before the administrator, shall order continuances as are
necessary or appropriate to afford the defendant or respondent
reasonable opportunity to defend.

 
§16612.__ Liability of control persons

 
In an administrative action brought by the administrator, or a
civil action brought by the Attorney General for a violation of
any provision of this chapter or any rule or order adopted or
issued by the administrator pursuant to this chapter, every
person who directly or indirectly controls another person liable
for the violation, every partner, officer or director of that
other person, every person occupying a similar status or
performing similar functions, every employee of that other person
who materially aids in the act or transaction constituting the
violation and every broker-dealer, agent, investment adviser or
investment adviser representative who materially aids in the act
or transaction constituting the violation is liable to the same
extent as that other person, unless the person otherwise
secondarily liable under this chapter proves that the person did
not know, and in the exercise of reasonable care could not have
known, of the existence of the facts by reason of which the
liability is alleged to exist. Any of the remedies authorized by
section 16603, subsection 2 may be granted with respect to a
person secondarily liable under this section. This section is not
intended to abrogate any right to contribution that may exist at
common law with respect to an award of restitution.


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