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Department of Justice, the Commodity Futures Trading Commission, | the Federal Trade Commission, the Securities Investor Protection | Corporation, a self-regulatory organization, a national or | international organization of securities regulators, a federal or | state banking or insurance regulator or a governmental regulatory | or law enforcement agency to, among other objectives, effectuate | greater uniformity in securities matters among the Federal | Government, self-regulatory organizations, states and foreign | governments. |
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| | 2.__Policies to consider.__In cooperating, coordinating, | consulting and sharing records and information under this section | and in acting by rule, order or waiver under this chapter, the | administrator may, in the administrator's discretion, take into | consideration in carrying out the public interest the following | general policies: |
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| A.__Maximizing effectiveness of regulation for the | protection of investors; |
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| B.__Maximizing uniformity in federal and state regulatory | standards; and |
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| C.__Minimizing burdens on the business of capital formation | without adversely affecting essentials of investor | protection. |
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| | 3.__Subjects for cooperation.__The cooperation, coordination, | consultation and sharing of records and information authorized by | this section includes: |
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| A.__Establishing or employing one or more designees as a | central depository for licensing, registration and notice | filings under this chapter and for records required or | allowed to be maintained under this chapter; |
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| B.__Developing and maintaining uniform forms; |
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| C.__Conducting a joint examination or investigation; |
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| D.__Holding a joint administrative hearing; |
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| E.__Instituting and prosecuting a joint civil or | administrative proceeding; |
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| F.__Sharing and exchanging personnel; |
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| G.__Coordinating registrations under section 16301 and | licensing under sections 16401 to 16404 and exemptions under | section 16203; |
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