LD 1489
pg. 6
Page 5 of 6 PUBLIC Law Chapter 201 LD 1489 Title Page
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LR 1912
Item 1
 
5-A.__Public disclosure for enforcement purposes.__The
administrator may disclose any information obtained in connection
with an investigation pursuant to section 10601 that would
otherwise be nonpublic information to the public, but only if the
administrator determines that disclosure is necessary for the
protection of investors or the public.

 
Sec. 25. 32 MRSA §10702, sub-§2, ¶H, as enacted by PL 1985, c. 400, §2,
is amended to read:

 
H. Issuing and enforcing subpoenas at the request of a
federal or another state securities agency or the United
States Commodity Futures Trading Commission, if the
activities constituting an alleged violation for which the
information is sought would also be a violation of this Act
if the activities had taken place in this State and provided
that any person against whom a subpoena may be issued shall
have an opportunity for hearing before the subpoena is
issued.

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