LD 1218
pg. 56
Page 55 of 94 An Act To Enact the Revised Uniform Arbitration Act Page 57 of 94
Download Bill Text
LR 468
Item 1

 
depends upon whether the party opposing a summary motion is
given a fair opportunity to present its position); Stifler v.
Seymour Weiner, 62 Md. App. 19, 488 A.2d 192 (1985) (finding
that dispositive motion is appropriate on issue of statute of
limitations); Pegasus Constr. Corp. v. Turner Constr. Co., 84
Wash. App. 744, 929 P.2d 1200 (1997) (concluding that full
hearing of all evidence regarding merits of a claim is
unnecessary where decision can be made on basis of motion to
dismiss); but see Prudential Sec., Inc. v. Dalton, 929 F. Supp.
1411 (N.D. Okla. 1996) (vacating arbitration award and finding
that the arbitration panel was guilty of misconduct and exceeded
its powers in refusing to hear pertinent evidence by deciding
case without a hearing). Thus, although some courts have
affirmed arbitrators who have made a summary disposition of a
case, the opinions indicate both a hesitancy to endorse such an
approach on a broad basis and a closer judicial scrutiny of the
arbitrator's rulings.

 
Section 15(b) is intended to allow arbitrators to decide a
request for summary disposition but only after a party
requesting summary disposition gives appropriate notice and
opposing parties have a reasonable opportunity to respond. The
language in Section 15(b) is based upon Rule 16 of JAMS
Comprehensive Arbitration Rules and Procedures. In the
arbitration context, the terms "request for summary
disposition" are preferable to "motions for summary judgment"
or "motions to strike or dismiss for failure to state a
claim." The latter terms, which are used in civil litigation,
usually refer to situations where there are no genuine issues
of material fact in dispute and a case can be determined as a
matter of law. In most arbitrations, the arbitrators are not
required to make rulings only as a "matter of law." As
discussed in the Comment to Section 23 on vacatur, numerous
courts have held that arbitrators are not bound by rules of
law and their awards generally cannot be overturned for errors
of law. Because of this, the terms "summary judgment" or
"failure to state a claim" are misleading and the language
"summary disposition" used in the JAMS rules is more
applicable.

 
4. Section 15(c) allows an arbitrator to "hear and decide
the controversy upon the evidence produced." The general rule
in arbitration is that the rules of evidence need not be
observed. III Macneil Treatise § 35.1.2.1; Cal. Civ. Proc.
Code § 1282.2(d); AAA Commercial Arb. R-33; Center for Public
Resources, Rules for Non-Administered Arb. of Business Disp.
R. 11. It should be noted that an arbitrator's refusal "to
consider evidence material to the controversy" is one of the
grounds for which a court may vacate an arbitration award
under Section
23(a)(3). However, courts have determined that arbitrators
have broad discretion as to what evidence they will consider.
Cold Mountain Builders v. Lewis, 746 A.2d 921 (Me. 2000).


Page 55 of 94 Top of Page Page 57 of 94